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Manual of Cataloguing Policy - PAC-P1

PREFACE

1. All members participating in the Pacific Area Codification System will use the Nato Manual on Codification (ACodP-1) to provide the Principles, Responsibilities, Operating Procedures and ADP Regulations

2. The instructions contained in this manual are mandatory for use by all countries participating in the Pacific Area Codification System.

3. Participants in the system may, where required, issue supplementary national instructions relative but consistent with the policies, rules and procedures contained in this Manual and the NATO Manual on Codification (ACodP-1).


PASOLS UNCLASSIFIED

PACP-1

CONTENTS

SECTION 1                            PACIFIC AREA CATALOGUING SYSTEM

1.1 Purpose

1.3 Scope

SECTION 2                             BASIC PRINCIPLES

Identification and Classification

2.1 General

2.2 Item Name

2.3 Item Identification

2.4 NATO Supply Classification

2.5 Related Codification Data

Item of Supply and Item of Production

2.6 Item of Supply Concept

2.7 Item of Production

2.8 Item of Supply

2.9 Relationship between an Item of Supply and an Item of Production

2.10 Data and Data Record Numbers

Marking of Items

2.11 Items of Production

2.12 Items of Supply

2.13 Marking of Packing containing Items of Supply

2.14 Marking of the NSN on Items of Supply

2.15 Dissemination of Data

2.21 Limited Rights Data

Contents

SECTION 3                   NATIONAL RESPONSIBILITIES

 Basic Policies

3.1 Supply of NSNs and Item Identification Data

3.2 NATO Code for NCB

 Bilateral Agreements

3.3 Scope

3.4 Rules and Models

 Responsibilities of Procuring Country

3.5 General

3.6 Initial Exchange of Information Form

3.7 Contractor

3.8 Preliminary Screening

3.9 Codification Request

3.10 Information on Changes

3.11 Updating Information

Responsibilities of a Producing Country

3.12 General

3.13 Initial Exchange of Information Form

3.14 Contact with Manufacturer

3.15 Special Instructions

3.16 Items of Supply already Codified

3.17 User Registration

3.18 Item of Supply to be Codified

3.19 Information on Changes

3.20 Updating and File Maintenance

Responsibilities of the Manufacturer

3.21 Supply of Technical Data

3.22 Naming of the True Manufacturer 

Contents

SECTION FOUR           PACS SPECIFIC PROCESSES

                                    PACS Inter-nation Cooperation

4.1 Introduction

4.2 Participation Categories

4.3 Scope

4.4 Category 1 Nations

4.5 Category 2 Nations

4.6 Category 3 Nations

4.7 Category 4 Nations

4.8 Category 5 Nations

4.9 Inter-category Relationships

4.10 Category Listing

4.11 Activity Charges

                                            PACS Form No. 1

4.12 Objective

4.13 General

4.14 Reporting Period

                                 PACS MCRL & Disaster Relief CD-ROMS

4.15 Introduction

4.16 Responsibility

4.17 Data Delivery Dates

4.18 KHN Extension

4.19 Frequency of Issue

4.20 Subscription

Contents..............


ANNEXES

ANNEX A  PASTAG 01

Appendix 1: STANAG 3150

ANNEX B PASTAG 02

Appendix 1: STANAG 3151

ANNEX C. Example of an Agreement for the Furnishing of Codification Data and Services

ANNEX D. Example of a Contract Codification Clause

ANNEX E. Example of a PACS Inter-nation Agreement

ANNEX F. PACS Nations Category Status Listing

ANNEX G. Example of PACF-1

Contents..........


POLICY AND PRINCIPLES

SECTION 1 - PACIFIC AREA CATALOGUING SYSTEM

Purpose

1.1 The Pacific Area Cataloguing System (PACS) covered by the Declarations of Accord of PASTAGs 01 and 02 (see Annexes A and B) on the supply classification and identification of items of supply stipulates that the signatories will use common terminology for logistics purposes.

1.2 The system is designed to achieve maximum effectiveness in national and international logistics support,  to facilitate data management in the area of materiel and to identify items that appear to be different but meet the same requirement. It thereby becomes possible to reduce supplies (equipment, assemblies, components and spare parts) and to keep the required quantity of stocks under control.

Scope

1.3 PASTAGs 01 and 02 provide for the operation of a uniform system of classification and identification of items of supply for the purpose of:

1.3.1 avoiding the creation of different item identifications covering the same item of supply,

1.3.2 ascertaining which items are interchangeable,

1.3.3 promoting standardisation,

1.3.4 facilitating logistics support in and between participating nations armed forces,

1.3.5 facilitating links between the Armed Forces cataloguing systems and industry,

1.3.6 improving equipment management by encouraging efficiency and economy in logistics operations.

1.4 Each ratifying and participating country should maintain files in which item identification data is recorded. These files may be consulted by all participants.

Contents..........


SECTION 2 - BASIC PRINCIPLES

Identification and Classification

2.1. General Each item of supply to be introduced into the PACS shall be named, described, therefore identified and classified in such a way that it is recognised by only one NATO Stock Number (NSN). The structure of the NSN is described in PASTAG 02 (Appendix 1 to Annex B)

2.2 Item Name The item name is established during identification according to internationally agreed criteria on the basis of the NATO Item Name Directory. This directory is fully described in the Allied Codification Manual 1 (ACodP-1), Chapter II.

2.3 Item Identification The item identification of an item of supply consists of the minimum data needed to meet a requirement and establish the essential characteristics of the item which both:

2.3.1 give the item its unique character, and

2.3.2 differentiate the item from any other item of supply.

The complete description of the physical and performance characteristics is given whenever necessary and possible.

2.4 NATO Supply Classification PACS shall use the NATO Supply Classification System, which is based on the United States Federal Supply Classification System. Its structure establishes grouping of items and their relationships to fulfil management needs. This system of classification makes it possible for the items to be divided into groups, each of which is subdivided into classes. The NATO Supply Classification System is fully described in ACodP-1, Chapter III. Each class covers a fairly homogenous area of commodities that are associated on the basis of one of the following criteria:

2.4.1 their physical and/or performance characteristics;

2.4.2 their relationship of parts, attachments and accessories to the next higher assemblies for which they were specifically designed; or

2.4.3 the fact that the items are usually procured or issued together.

2.5 Related Codification Data An item identification contains other codification data such as the references of the items of production, the users of the items of supply and other information data.

Item of Supply (IOS) and Item of Production

2.6 Item of Supply Concept The main purpose of the PACS is to define each item of supply as a concept that will meet the requirement of the greatest number of users, independently of the equipment of which the item may form a part. A distinction must be made between an item of production and an item of supply.

2.7 Item of Production An "Item of Production" consists of those parts or objects grouped under the same manufacturer, all of which conform to the same engineering drawings, specifications and inspection tests.

2.8 Item of Supply In PACS, the expression "Item of Supply" designates an object or group of objects that has been defined by a qualified logistics service to meet a specific requirement. The exact determination of an item of supply depends on technical and logistic considerations on the basis of which the user specifies the characteristics and tolerances of his concept in the broadest possible terms compatible with his own essential needs.

2.9 Relationship between an Item of Supply and an Item of Production This principle means that wide-concept items of supply may cover narrower-concept items of supply. Each must however be given a separate NATO Stock Number. Therefore an item of supply may be:

2.9.1 a single item of production;

2.9.2 a modification (altered by the user or by the request of a user) of a normal item of production;

2.9.3 an item of production that is more stringently quality controlled than the normal item of production (through the choice of a narrower tolerance, specific characteristics or finer quality criteria); or

2.9.4 several items of production that are functionally interchangeable or that may be substituted one for another for the same purpose and have comparable use.

Data and Data Record Numbers (DRNs)

2.10 Data can be subdivided into data elements, which are the basic factors used in the PACS. They are identified by a name and definition. Each is covered by a 4 digit numeric code known as the DRN. DRNs lend themselves to use in the Automated Data Processing (ADP) Systems and preclude the risk of misunderstanding when they are used in the international exchange. Lists of DRNs can be found in ACodP-1, Chapter V, Sub-Section 540.

Marking of Items

2.11 Items of Production Items of production are marked, if marking can be accommodated, in accordance with instructions given by the manufacturer controlling the production of the item.

2.12 Items of Supply Item of supply are marked, if marking can be accommodated, in accordance with instructions given by the Design Control Authority or by instructions that have been accepted as part of a procurement contract.

2.13 Marking of Packing containing Items of Supply Packing of items of supply are marked in accordance with instructions specified and agreed in a procurement contract.

2.14 Marking of the NSN on Items of Supply Marking (engraving or stamping) of physical items with their assigned NSN should be avoided as an NSN may subsequently change ( change of class, change of NSN after modification) or be cancelled.

Dissemination of Data

2.15 A ratified participating country in the PACS may disseminate to other participating countries its codification and management data associated with the NSNs of Items of Supply codified by that country as provided in Sub-Sections 1.3 and 3.3.

2.16 A ratified participating country in the PACS may disseminate to other participating countries its administrative or procedural data associated with the NSNs of Items of Supply codified by that country or other countries at its discretion.

2.17 A ratified participating country in the PACS may disseminate to non-ratified PACS countries its codification and management data and its administrative or procedural data associated with the NSNs of Items of Supply codified by that country or other countries as a matter of national discretion.

2.18 Submittals either containing or matching a NIIN assigned by another NCB will be returned under Document Identification Code (DIC) KRE by using Return Code AU (see ACodP-1, Chapter V, Table 02).

2.19 A country may disseminate another country’s NSN, item name and reference number. It shall not disseminate the following:

2.19.1 Any other codification or management data associated with the NSNs of Items of Supply by another country,

2.19.2 Another country’s administrative or procedural data associated with the NSNs of Items of Supply codified by that country or other countries.

2.20 A country may disclose data to its governmental civilian and military agencies that require the data for logistics purposes, and to contractors that are subject to non-disclosure agreements and that need access to such data in the performance of their contractual duties in support of such agencies.

Limited Rights Data

2.21 A country, subject to compliance with its laws, may disclose it's limited rights data (other than detailed design, manufacturing or process data) to other countries for informational or evaluative purposes only.

2.22 A country shall not disclose another country’s limited rights data. However, it may disseminate such data to it's Governmental civilian and military agencies that require the data for logistics purposes, and to contractors that are subject to non-disclosure agreements, and that need access to such data in the performance of their contractual duties in support of such agencies.

2.23 A country must seek the written agreement of the country asserting limited rights if further use or disclosure is desired.

Contents..........


SECTION 3 - NATIONAL RESPONSIBILITIES

Basic Policy

3.1 Supply of NATO Stock Numbers and Item Identification Data The basic provisions as given in the following sub-paragraphs are intended to apply to items subject to repetitive procurement, storage, supply or issue and to items of such practical logistics significance as to warrant centralised stock management, the preparation of reports or control by the logistics organisation of the procuring country. The assignment of an NSN is governed by the following rules:

3.1.1 Items of Supply from Manufacturers located in Countries with NCBs. The NCB of the country where the True Manufacturer of an ISO is located (the producing country) will be responsible for supplying the procuring country with the NSN and item identification data for the items of supply. These shall be developed in accordance with the PACS.

3.1.2 Items of Supply from Manufacturers located in a country without a recognised NCB. The NCB of the country obtaining items of supply originating from manufacturers located in countries not maintaining recognised NCBs will be responsible for assigning the NSN after having checked in the Non-NATO Manufacturers Cross Reference File (N MCRL) that the items are not already codified by another participating country.

NATO Code for National Codification Bureau (NCB)

3.2 As part of the NSN (5th and 6th position), The NATO Code for NCB indicates the country assigning the National Item Identification Number (NIIN). The NCB Code consists of a 2 digit numeric code allocated by the NATO Group of National Directors on Codification (A/C 135 Committee). The codes for existing NCBs are found in ACodP-1, Chapter V, Table 13.

Bilateral Agreements

3.3 Scope The accepted policy is that PACS nations will on a reciprocal basis carry out free of charge:

3.3.1 cataloguing services,

3.3.2 exchange of codification data, and/or

3.3.3 System Support Record data.

However, those PACs nations that are not NATO nations, may need to enter into such agreements with NATO nations, where national regulations require the payment of such services.

3.4 Rules and Models Bilateral agreements may vary from one country to another but should generally comply with the rules and model given in Annex C.

Responsibilities of a Procuring Country

3.5 General This policy statement defines the responsibilities of the procuring country when equipment incorporating items to be codified are procured by a participating country from a manufacturer in another participating country.

3.6 Initial Exchange of Information Form The despatch to the producing country of a NATO Initial Exchange of Information Form (AC/135-No 1) (see ACodP-1, Chapter IV, Sub-Section 422) relating to the procurement or contemplated procurement of given equipment and the relative parts.

3.7 Contractor The insertion in the procurement contract of the Codification Contract Clause (see Annex D) requiring the contractor to furnish the technical data or, if required, draft item identifications plus technical data to the stipulated NCB. The procuring authority must also require the contractor to disclose the true manufacturer’s name and reference number for each item of production, and when known, the NSNs of the items of supply that are in question.

3.8 Preliminary Screening The presentation to the producing countries NCB requests for preliminary screening to allow the removal of items already codified and held from Recommended Spare Parts List (RSPL).

3.9 Codification Request The presentation of NATO codification requests to the producing countries NCB to serve as a basis for the codification actions carried out by the producing country.

3.10 Information on Changes Notifying the producing country during the life of the contract, of changes in the identification data that may affect the item of supply concept, so that the producing country may take appropriate action.

3.11 Updating Documentation Keeping updated the documentation relating to spare parts selected for codification, during the life of the contract, for the information of the producing country.

Responsibilities of a Producing Country

3.12 General This policy statement defines the responsibilities of the producing country where equipment incorporating items to be codified is procured by a participating country from a manufacturer in another participating country.

3.13 Initial Exchange of Information Form The return to the procuring country the Initial Exchange of Information Form duly completed, together with of the codification actions which may be carried out with particular reference to:

3.13.1. the status of item identification when the equipment in question is already under codification by the producing country,

3.13.2 the identification of items requested to be codified within a specified timeframe.

3.14 Contact with Manufacturer Contact with the manufacturer indicated in the Initial Exchange of Information Form and arrangements for the receipt of the data required under the provisions if the codification contract clause in the procurement contract; the supply to the manufacturer, if required, of the guide or specifications for the preparation of item identification and all necessary instructions.

3.15 Special Instructions The transmission to the procuring country of any special instructions that must be added to the codification provisions of the contract.

3.16 Items of Supply already Codified The supply of NSNs and item identification data on the items for which a codification request has been submitted and which have already been codified by the producing country.

3.17 User Registration The registration of the procuring country, as user of all items of supply already codified by the producing country, if so requested.

3.18 Item of Supply to be Codified The producing country is responsible for:

3.18.1 the preparation, approval of the item identifications and the allocation of NSNs to items not yet codified,

3.18.2 the determination, in co-operation with the procuring country if necessary, of the item of supply concept and the item identification method to be used,

3.18.3 the registration of the procuring country as user and the supply of item identifications and the relevant ADP data.When the work is undertaken by a service company specialising in codification, the producing country will supervise the work.

3.19 Information on Change Notifying the procuring country of all changes that affect the item of supply concepts or the NSNs of the items for which the procuring country is registered as a user.

3.20 Updating and File Maintenance The review, during the life of the contract, of the changes submitted by the procuring country as a registered user of items already codified; the inclusion of the relevant changes in the item identification data and the supply of the revised versions to the procuring country. The supply to the user country of the normal file maintenance data to ensure the compatibility of the Total Item Record (TIR).

Responsibilities of the Manufacturer

3.21 Supply of Technical Data Pursuant to the contract clause for codification or, if necessary, special instructions in each contract between the Armed Forces of the procuring country and a manufacturer in a participating country, the manufacturer is responsible for furnishing to the NCB of the producing country, or an activity designated by it, technical and/or identification data covering items procured. Such data will be consistent with guides or specifications of the producing country, together with any special instructions issued by it and applicable to the specific contract.

3.22 Naming of the True Manufacturer In this connection, the equipment supplier (when not the manufacturer) is responsible for specifying the "true manufacturer" and the "reference number" allocated by this manufacturer to each item.

Contents..........


SECTION 4 - PACS SPECIFIC PROCESSES

PACS Inter-nation Co-operation

4.1 Introduction. In implementing the Pacific Area Cataloguing System (PACS) it is recognised that PACS has both national and co-operative implications and that each PACS nation will evolve at a different pace.

4.2 Participation Categories. PACS nations fall into five distinct levels of participation:

4.2.1 Category 1: Those PACS nations who are Full NATO nations, that operate the NATO Codification System (NCS).

4.2.2 Category 2: Those PACS nations who are currently Sponsored NCS nations, that have implemented and operate the NCS.

4.2.3 Category 3: Those PACS nations who intend to fully implement the NCS for national logistics and international data exchange, including obtaining sponsorship into the NCS.

4.2.4 Category 4: Those PACS nations who intend to use some aspects of NCS,  especially in the area of co-operative military logistics, including obtaining    sponsorship into the NCS.

4.2.5 Category 5: Those PACS nations who do not intend to embrace the NCS at   this time.

4.3 Scope. PACS inter-nation co-operation is the establishment of a relationship, through the use of a bi-lateral arrangement, between a Category 1, or 2, PACS nation and a Category 3, or 4, PACS nation. The relationship would provide for nations who are familiar with the NCS, and have experience with NCS implementation, to act as advisors to other PACS nations wishing to pursue NCS membership. The type and amount of assistance given by the Category 1 and 2 nations to the Category 3 and 4 nations will depend on the inter-nation arrangement entered into between the participating nations to that arrangement. Any Category 3 or 4 nations wishing to obtain the co-operation of a Category 1 or 2 nation must, in the first instance, have signed the PACS Charter and ratified PASTAGS 01 and 02, as a pre-requisite to progressing the inter-nation arrangement. A draft inter-nation arrangement is contained in Annex E to this publication.

4.4 Category 1 Nations. Category 1 nations are one of the two categories of PACS nations that have the potential to provide assistance to Category 3, or 4, nations.

4.5 Category 2 Nations. A Category 2 nation is a PACS nation which has been sponsored into the NCS and is currently recognised by NATO Committee AC/135 as being at least a Tier One NATO sponsored nation. Category 2 nations are one of the two categories of PACS nations that have the potential to provide assistance to Category 3, or 4 nations.

4.6 Category 3 Nations. Category 3 nations are PACS nations wanting to establish themselves as NCS sponsored nations. Category 3 nations will be able to save considerable time and effort in the process by seeking assistance of either the Category 1, or 2, nations. The national adoption of a highly disciplined and automated cataloguing system, such as the NCS, is a complicated task, with the need to integrate the materiels catalogue with other logistics functions. It also requires investment in: training; computer hardware and peripherals; ADP development and the establishment of a National Codification Bureau (NCB). The NCB acts as the one in-country point of contact for the international exchange of data. The Category 1, or 2, nation could provide, subject to an inter-nation agreement, the following types of assistance:

4.6.1 Training.

4.6.2 ADP support.

4.6.3 Cataloguing handbooks and tools.

4.6.4 Sponsorship support.

4.6.5 Equipment.

4.7 Category 4 Nations. Category 4 nations are PACS nations that do not have the requirement, or the necessary resources, to fully implement the NCS. Category 4 nations may, however, wish to facilitate the efficiencies achieved in materiels management through the use of the NCS by participating through a Category 1, or 2, nation acting as the National Codification Bureau, on their behalf. PACS nations in this category will still seek sponsorship in their own right, through NATO committee AC/135, to permit the use of national codes, specifically the Major Organisational Entity (MOE) code. The Category 1, or 2, nation can then process data on their behalf. The Category 1, or 2, nation could provide, subject to an inter-nation arrangement, the following assistance:

4.7.1 Item Identification and allocation of National Stock Numbers.

4.7.2 Screening of databases

4.8 Category 5 Nations. Category 5 nations are full PACS member nations which do not wish to proceed with the NCS at present, but may do so in the future. Category 5 nations should seek guidance and advice from a Category 1, or 2, nation prior to preceding to a higher category.

4.9 Inter-category Relationships. Although all Category 1 and 2 PACS nations have the potential to assist Category 3 and 4 nations it is expected that countries seeking assistance will do so from Category 1, or 2, PACS nation in their geographical area, or from the PACS nation which is their principal source of equipment.

4.10 Category Listing. The category status of each PACS nation is detailed in Annex F to this publication. Annex F will be updated annually, after the PACS User Group Meeting, to reflect the current status of PACS nations, as indicated in their annual national report.

4.11 Activity Charges. Charges for activities associated with the inter-nation arrangement for PACS will be by mutual agreement between the nations that are party to the arrangement. Charge rates will be determined by the type of activity undertaken, or in compliance with national statute requirements. Activities can be divided into the two following groups:

4.11.1 Group 1. Where the services provided by the Category 1, or 2, nation to  a   Category 3, or 4, nation is of short duration and does not impose a financial or  resource burden on the service provider, then consideration should be given to  undertaking the activity without charge.

4.11.2 Group 2. Where the services provided by the Category 1, or 2, nation to a  Category 3, or 4 nation imposes a long term financial or resource burden on the  service provider, such as the provision of training or ADP development   assistance, then such charges should be negotiated and included in the inter- nation arrangement. In some instances the invoking of an inter-nation arrangement may be treated as an extension to an already established mutual aid  programme, or a co-operative bi-lateral logistics arrangement.

PACS Form No.1 (PACF-1)

4.12 Objective. The objective of PACF-1 is to provide an Annual Report on the cataloguing activities of PACS nations. This Report forms the basis for reporting to the Pacific Area Senior Officers Logistics Seminars on the activity associated with the Total Item Record inventory.

4.13 General. The fullest information possible should be provided. It is appreciated that national circumstances may restrict the information available. Nations unable to complete parts of the Report will indicate such data, as is omitted, as "PRESENTLY NOT AVAILABLE" (PNA). A copy of PACF-1 is contained in Annex G to this publication.

4.14 Reporting Period. The Annual Report by PACS nations is to be completed and forwarded to the PACS Secretariat (in the interim the PACS Chairman), to arrive by the 31st of January each year. The reporting period , for inclusion on the PACF-1, is from 1 January to 31 December in the preceding year. Nil returns are required.

PACS MCRL and Disaster Relief CD-ROMs

4.15 Introduction. The Pacific Area Cataloguing System Master Cross Reference Listing (PACS MCRL) and the Disaster Relief Listing are two Compact Disk products produced on the initiative of the PACS WG. The PACS MCRL and the Disaster Relief products are based on the concepts and precepts of the NATO Master Cross Reference Listing (CD-NMRCL). Information on the CD-NMCRL is contained in NATO Publication CodSP-52.

4.16 Responsibility. The US NCB (Defense Logistics Service Center) has accepted responsibility for the production of both the PACS MCRL and the Disaster Relief CD-ROM products. Data needs only to be supplied to satisfy the PACS MRCL, as the production of the Disaster Relief product is a sub-set, based on particular NSC groupings, of the PACS MCRL data.

4.17 Data Delivery Dates. PACS nations capable of contributing data for inclusion in the CD-ROM are to have their data, in KFF, KFS and KHN formats, at the US NCB by 15 May and 15 November each year. Information received at DLSC post that date will not be included.

4.18 KHN Extension. Whilst CodSP-52 defines the data requirements to undertake the production of the CD-ROM products there is a requirement that is specific to the PACS MCRL. For the PACS products it is essential that data submitting nations include in their KHN (Manufacturers data) transactions an entry for every NCAGE listed in the submitted data, rather than just the submitting nations own NCAGE data. This requirement exists due to a number of PACS nations, receiving the PACS MCRL, not having access to the CD-NMRCL for translation of foreign NCAGEs.

4.19 Frequency of Issue. Both sets of CD-ROM products will be issued on a six monthly basis.

4.20 Subscription. Subscriptions requirements for both CD-ROM products is to be advised to the US NCB. The US NCB will, from time to time, determine the subscription cost for the products and will advise the subscribing nations of those unit costs.

Contents..........


ANNEX A TO

PAC-P1

DECLARATION OF ACCORD

PASTAG 01 

1. SCOPE OF AGREEMENT:

a. The purpose of this agreement is to standardise the methods and procedures for a uniform system of supply classification by the members of the Pacific Area Senior Officers Logistics Seminar (PASOLS), as specified in the Details of Agreement.

b. The member countries further agree to implement, as the basis of the Pacific Area Cataloguing System (PACS), the provisions of this PASTAG which reference NATO related documents or organisational groups as stated in STANAG 3150, the text of which is attached as Appendix 1 to this document.

c. The subscribing countries agree to consult and, in every possible case, reach mutual agreement on changes to the documents before introducing such changes. This agreement may be revised or cancelled by agreement of the ratifying nations.

2. CONTINUITY AND RELATED AGREEMENTS:

a. This agreement incorporates the provisions of Edition 7, STANAG 3150, dated 28 July 1994.

b. The PASOLS Secretariat is the Custodian of this agreement.

3. RELEASE TO NATO:

This agreement will be released to the North Atlantic Treaty Organisation by the PASOLS Logistics Steering Group.

Contents..........


STANAG 3150

(Edition 7)

NAVY/ARMY/AIR

NATO STANDARDISATION AGREEMENT

(STANAG)

CODIFICATION

UNIFORM SYSTEM OF SUPPLY CLASSIFICATION

 

Related Documents: STANAG 3151 CODIFICATION - UNIFORM SYSTEM OF ITEM IDENTIFICATION

ACodP-1 NATO MANUAL ON CODIFICATION

AIM

1. The aim of this agreement is to provide a uniform system of supply classification for the use by the Armed Forces of the NATO countries.

AGREEMENT

2. Participating nations agree to the following:

a. The United States "Federal Supply Classification System" as explained in the "Federal Catalog System Policy Manual (DoD 4130.2-M)", is adopted as the NATO Supply Classification System.

b. The NATO Uniform System of Supply Classification, together with the NATO Uniform System of Item Identification (STANAG 3151), forms the basis for the NATO Codification System.

c. All signatories participating in this agreement will use the NATO Supply Classification System.

d. The NATO Group of National Directors on Codification (A/C135) is accepted as the responsible body to ensure the continuity and the interpretation of the system as described in the NATO Manual on Codification (ACodP-1).

e. Maintenance of the NATO Supply Classification is vested in the United States.

f. Rules and decisions on changes are contained in ACodP-1 as maintained by the Group of  National Directors on Codification.

g. The method and rate of application of this STANAG within each NATO country shall remain  a matter of national discretion.

 

IMPLEMENTATION OF THE AGREEMENT 

3. This STANAG is implemented when the provisions detailed in this agreement have been included in the national documentation concerned.

Contents..........


ANNEX B TO

PAC-P1

DECLARATION OF ACCORD

PASTAG 02

1. SCOPE OF AGREEMENT:

a. The purpose of this agreement is to standardise the methods and procedures for a uniform system of item identification by the members of the Pacific Area Senior Officers Logistics Seminar (PASOLS), as specified in the Details of Agreement.

b. The member countries further agree to implement, as the basis of the Pacific Area Cataloguing System (PACS), the provisions of this PASTAG which reference NATO related documents or organisational groups as stated in STANAG 3151, the text of which is attached as Appendix 1 to this document.

c. The subscribing countries agree to consult and, in every possible case, reach mutual agreement on changes to the documents before introducing such changes. This agreement may be revised or cancelled by agreement of the ratifying nations.

 

2. CONTINUITY AND RELATED AGREEMENTS:

a. This agreement incorporates the provisions of Edition 8, STANAG 3151, dated 28 July 1994.

b. The PASOLS Secretariat is the Custodian of this agreement.

 

3. RELEASE TO NATO:

This agreement will be released to the North Atlantic Treaty Organisation by the PASOLS Logistics Steering Group.

 

Contents..........


STANAG 3151

(Edition 8)

NAVY/ARMY/AIR

NATO STANDARDISATION AGREEMENT

(STANAG)

CODIFICATION

UNIFORM SYSTEM OF ITEM IDENTIFICATION

 

Related Documents: STANAG 3150 CODIFICATION - UNIFORM SYSTEM OF SUPPLY CLASSIFICATION

ACodP-1 NATO MANUAL ON CODIFICATION

AIM

1. The aim of this agreement is to provide a uniform system of item identification for the use by the Armed Forces of the NATO countries.

AGREEMENT

2. Participating nations agree to the following:

a. The United States "Federal System of Item Identification", as explained in the "Federal Catalog System Policy Manual (DoD 4130.2-M), is adopted as the NATO Item Identification System.

b. The NATO Uniform System of Item Identification, together with the NATO Uniform System  of Supply Classification (STANAG 3150), forms the basis of the NATO Item Identification  System.

c. All signatories participating in this agreement will use the NATO Item Identification  System.

d. The NATO Group of National Directors on Codification (AC/135) is accepted as the responsible body to ensure the continuity and the interpretation of the system as   described in the NATO Manual on Codification (ACodP-1).

e. Rules and procedures for the NATO Codification System are published in the NATO Manual  on Codification (ACodP-1) under the authority of the Group of National Directors on  Codification. Agreements may be entered into between countries to supplement the dispositions of ACodP-1, but they must refer to this manual and no contradictory  dispositions shall be included.

f. The considerable interdependence of the system among the NATO countries   necessitates a constant co-ordination of interests. Any major development or change envisaged by one partner will therefore be communicated to the other signatories in sufficient time to examine its implications and effects and for establishment of   implementation details.

g. A uniform stock numbering system, based on the principle that producing countries normally codify their products for all user countries, will be applied.

Exceptions have been agreed as follows:

(1) Selected items produced to internationally agreed standards/specifications   are stock numbered by a central agency, the NATO Standard Stock Number   Assigning Activity (NSSN AA).

(2) Items procured in Non-NATO countries are codified by the NATO country   procuring the item for the first time.

(3) Items identified solely by NATO Production and Logistics Organisation’s (NPLO)   drawings/specifications, are to be codified by a NATO pilot country as determined by AC/135.

h. A NATO Stock Number (NSN) / NATO Standard Stock Number (NSSN) of 13 digits in length, composed of a 4 digit NATO Supply Classification (NSC) Code and a 9 digit NATO Item identification Number (NIIN) is accepted by all signatories for assignment to an item of  supply.  The nine digit NIIN is composed of a 2 digit NATO Code for the National Codification  Bureau (NCB) (including the NSN AA) plus a 7 digit non-significant number assigned by the  individual NCB/NSSN AA.

Example:     

                1005                                         13                                                123 4567

                NSC                           NATO code for NCB                         Non-significant Number

                                                                                                       

                                                [...............................................................................]

                               NATO Item Identification Number (NIIN) (Note 1)

                   [....................................NATO STOCK NUMBER (NSN) (Note).................................]  

  or   NATO STANDARD STOCK NUMBER (NSSN)

                           

Notes: (1) Terms used by the United States for US assigned NSNs:

"National Item Identification Number" for "NATO Item Identification

Number", and "National Stock Number" for "NATO Stock Number".

(2) NATO Standard Stock Numbers have a NATO Code for NCB of "11".

To provide recognition at all times of NATO Stock Numbers, the 13 digit NSN/NSSN as

illustrated above shall not be seperated by supply management codes or other symbols.

 i. It will remain a principle of the NATO Codification System that an item of supply

produced in more than one country shall be assigned the same NATO Stock Number/NATO

Standard Stock Number when the signatories concerned agree that the items are identical.

j. The method and rate of application of this STANAG within each NATO country shall remain

the matter of national discretion.

k. No signatory will terminate this agreement without three months formal notice to the other

signatories.

 IMPLEMENTATION OF THE AGREEMENT

3. This STANAG is implemented when the provisions detailed in this agreement have been included in the National documentation concerned.

 

Contents.......... 


ANNEX C TO

APC-P1

EXAMPLE OF AGREEMENT BETWEEN TWO COUNTRIES (NATION A AND B)

FOR THE FURNISHING OF CODIFICATION DATA AND SERVICES

 

This agreement and any subsequent revision, change and/or addition thereto will govern the supply of codification services from the National Codification Bureau of Nation A to nation B subject to availability and future operational requirements of the National Codification Bureau of Nation A and controlled by the conditions set forth below.

1. The commissioned authority of Nation A reserves the right of withdrawing all or any part of this offer or transaction hereunder at any time prior to delivery, whenever such action is deemed necessary in the interest of Nation A.

2. The commisioned authority of Nation B agrees that it will obtain the consent of the Government of Nation A prior to the disposition of, or transfer of possession of the materiel and information furnished under this agreement for its own use. To the extent that, information furnished under this agreement may be classified by the Government of Nation A to maintain a similar classification and to employ and maintain all measures necessary to preserve such security, equivalent to those employed by Government of Nation A throughout a period co-equal with that during which the Government of Nation A may maintain security measures. It is understood and agreed that the disclosure of patented and unpatented information under this agreement does not convey any private right which may exist in such information and that all such rights will be respected.

3. Requests for Nation A codification data and codification services shall be forwarded to ...................................................................................................................................................... (full name and address of NCB of Nation A), or such revised address as may be notified from time to time in accordance with the procedures contained in the document cited below in Paragraph 5.

4. The sole representative of Nation B acting for the ............................................ for all requests for codification services as well as addressee for the codification data is ................................................................................................. (full name and address).

5. Requests for codification data and codification services shall be prepared and forwarded in accordance with the rules established in the NATO Manual for Codification (NMC) and its subsequent changes and revisions published by the NATO Maintenance and Supply Agency (NAMSA) under the authority of the Group of National Directors on Codification.

6. It is agreed that no costs will be charged for the codification services supplied under the terms of this agreement. The cost of draft item identification prepared in accordance with the requirement of the NATO Codification Contract Clause is, however, the responsibility of the end item manufacturer and is to be included by him in the contract price or as instructed by the purchasing authority; OR,

 7. Reimbursement in Nation A for .......................................... (state what is required) furnished under this agreement will be made directly to the Government of Nation A. Costs will be accumulated and Nation B will be billed for payment on a ......................... (delay) basis. Such bills will be due and payable upon receipt. A 60 day notice will be given by Nation A prior to effecting a price change in the costs charged for furnishing of codification services and codification data by NCB. The prices are specified in ....................................... (quote document).

for acceptance

(Authority of Nation A)                                                                               (Authority of Nation B)

Date:                                                                                                       Date:

Signature:                                                                                               Signature:

 

 

Contents..........


ANNEX D TO

PAC-P1

 

EXAMPLE OF A CONTRACT CODIFICATION CLAUSE

 

1. The contractor is to provide a listing of existing NATO Stock Numbers (NSNs) for all spares used or associated with the equipment being supplied. The listing is to include items procured from sub-contractors or vendors and is to contain:

    a.    the NATO Stock Number,

    b.    the Contractor’s Reference Number (if utilised),

    c.    the TRUE MANUFACTURER’S REFERENCE NUMBER (and the manufacturer’s name if not the prime                 contractor), and

    d.    the Approved Item Name (AIN).

2. For items not already codified (i.e. not currently allocated an NSN) the contractor is to provide the following information:

    a.    true manufacturer (unless the item has been altered/modified by the tenderer/contractor);

    b.    true manufacturer’s reference number;

    c.   full technical description, including specifications, national or international applicable standards, and                related documentation conveying item identification;

    d.   drawings (where applicable, particularly for modified items); and

    e.   accepted trade name or AIN.

3. All information requested above is to supplied within three months of delivery of the item(s). Any charges associated with the provision of this information will be identified in the contractor’s tender response.

Contents..........

 


ANNEX E TO

PACP-1

BILATERAL ARRANGEMENT

BETWEEN

(PACS Nation A)

AND

(PACS Nation B)

CONCERNING CO-OPERATION IN ESTABLISHING

CATALOGUING SYSTEMS

Scope

1. This Arrangement recognises a closer defence relationship on establishing a cataloguing system between (PACS Nation A) and (PACS Nation B), hereinafter referred jointly to as the ‘Parties’, and singularly as the ‘Party’.

2. The purpose of this Bilateral Arrangement is to facilitate co-operative logistic support, in pursuance of adopting the NATO Codification System (NCS) and due regard to the strengthening of (PACS Nation B’s) potential to become a sponsored NCS nation.

This Arrangement establishes the policies, procedures and principles for the provision of co-operative support by (PACS Nation A). This will be determined on a case by case basis, subject to their respective national laws, regulations, policies, procedures, practices and international obligations.

 

Definitions

4. For the purposes of this Bilateral Arrangement, and any orders or arrangements which provide for specific procedures, the following definitions apply:

a. ‘Logistic Support’ -- means the provision of materiel and services including Defence Services;

b. ‘Defence Service’ -- means any service, inspection, training, technical or other assistance, and includes the supply of Computer Software, Technical Data or any publications;

c. ‘Computer Software’ -- means computer programs, computer databases and source and object codes, and associated documentation;

d. ‘Technical Data’ -- means information of a scientific or technical nature howsoever recorded, but does not include Computer Software;

e. ‘Technology’ -- means the Computer Software, Technical Data and other technical information and know-how used to design, produce or utilise goods and services but does not included the goods or services themselves;

Policy

5. (PACS Nation A) will, in accordance with its national laws, the broad aims of its defence policies, and subject to the exigencies or war, provide or facilitate to (PACS Nation B), support on a co-operative basis in all situations.

6. The provision or transfer of Support, Supplies and Services between the Parties will be accomplished by Orders issued and accepted under this Arrangement and any applicable implementing Arrangement.

 

Provisions for Support

7. Subject to the provisions of paragraph 5, the Parties will:

a. encourage cooperative training of personnel to develop and improve the management of cataloguing activities;

b. exchange information to facilitate appropriate support, National Codification Bureau management, associated cataloguing initiatives, and project development related to NCS cataloguing matters;

c. provide codification data and cataloguing services in relation to the provision of logistic support;

d. provide, upon request, approved quality assurance for Defence Services provided to each other under this Arrangement and co-operate in developing common quality assurance standards;

e. use their best efforts to deliver or assist with the delivery of Defence Services in accordance with the time schedule determined with the acquiring Party;

f. approve the export of Defence Services acquired or to be acquired by the Party;

g. use their best efforts during periods of international tension or in circumstances of conflict involving either or both Parties, as far as practicable, to continue the delivery of all Defence Services which they provide and which were ordered in peacetime and, when requested, to use their best efforts to deliver those additional Defence Services required to the acquiring Party, in advance of normal lead times; and

h. consult to resolve any difficulties in the provision of cataloguing support.

 

Transfer of Information

8. Subject to the specific implementing arrangements concluded under this Arrangement covering the transfer of Defence Services, the Parties agree that Defence Services acquired by (PACS Nation B) from PACS Nation A) are not transferred to a third party or used for purposes other than those specified without the prior written consent of the originating Party;

9. Classified information and material provided or generated pursuant to this Arrangement will be protected by both parties.

10. Any industrial or intellectual property or private rights associated with Technology to which this Arrangement relates, including patents, registered designs, trade marks, copyright and commercial confidentiality, will be identified as such by the originating Party at the time of the transfer of the Technology. Mutual Arrangement of both Parties will be obtained before any such industrial property or intellectual property is made available to a Third Party.

11. Furthermore the receiving Party will respect and protect such industrial or intellectual property or private rights in accordance with its national laws and regulations. 

 

Charges

12. Payment for all Defence Services and Cataloguing Support provided by each Party under this Arrangement will be effected on a mutually agreed full cost recovery, equal value or Mutual Aid Program basis.

13. Both Parties will seek to waive or reduce any rights to royalties or licence fees in respect of Defence Services acquired by the other Party, except where such a waiver or reduction would incur liability to a third party.

 

Implementation and Co-ordination

14. Co-ordination and control of this Arrangement will be effected through regular and mutually agreed meetings between comparable representatives of both Parties. Such meetings will discuss issues to implement this Arrangement, assess progress, resolve problems, and update plans relating to support in pursuance of this Arrangement.

 Disputes

15. Any disputes arising from the interpretation or implementation of this Arrangement will be resolved amicably and expeditiously by consultation or negotiation between the Parties at the appropriate level.

 

 Amendments

16. The Arrangement may be amended by the written agreement of both Parties.

 

Termination

17. This Arrangement may be terminated by either Party upon ___ days written notice to the other Party.

18. Upon termination of this Arrangement, the rights and obligations of the Parties regarding security, protection, transfer, and use of classified information and material and Defence Services furnished pursuant to this Arrangement will remain in force.

 

Entry Into Force

19. This Arrangement will enter into force on signature.

IN WITNESS WHEREOF the undersigned, duly authorised thereto by their respective Governments have signed this Arrangement.

DONE in duplicate at: on the:

FOR THE (PACS Nation A)

FOR THE (PACS Nation B)

SCHEDULE OF AGREED SERVICES

Contents..........

 


ANNEX F TO

PAC-P1

 

PACS NATIONS CATEGORY STATUS LISTING

 

CATEGORY 1:

Canada

United States

 

CATEGORY 2:

Australia

Malaysia

New Zealand

Singapore

South Korea

 

CATEGORY 3:

 

CATEGORY 4:

 

CATEGORY 5:

 Contents..........


ANNEX G TO

PAC-P1

.............................Undergoing revision.................................